National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-95037 | SEC Issue Date:Jun 3, 2022 | File Number:SR-BOX-2022-08 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments Submit a Comment on SR-BOX-2022-08
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| Release Number:34-94920 | SEC Issue Date:May 16, 2022 | File Number:SR-BOX-2022-18 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7350 To Provide for the New "Liquidity Taker Event Report-Complex Orders" Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-94894 | SEC Issue Date:May 11, 2022 | File Number:SR-BOX-2022-17 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-94794 | SEC Issue Date:Apr 26, 2022 | File Number:SR-BOX-2022-16 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-3, IM-2040-5 and Establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1 Comments Due: May 23, 2022 View Received Comments |
| Release Number:34-94780 | SEC Issue Date:Apr 22, 2022 | File Number:SR-BOX-2022-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reorganize Various Fees Within the Exchange Fee Schedule Comments Due: May 19, 2022 See Also - Exhibit 5 |
| Release Number:34-94729 | SEC Issue Date:Apr 15, 2022 | File Number:SR-BOX-2022-08 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations), To Expand the List of Violations Eligible for Disposition Under the Exchange's Minor Rule Violation Plan and Update the Fine Schedule Applicable to Certain Minor Rule Violations Comments Due: April 21, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-94563 | SEC Issue Date:Mar 31, 2022 | File Number:SR-BOX-2022-10 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BOX Rule 7350 (Reports and Market Data Products), Move Rule 7130(a)(2) Detailing the High Speed Vendor Feed to Proposed Rule 7350, and Adopt Rule 7350(b) (Liquidity Taker Event Report) Comments Due: April 27, 2022 See Also - Exhibit 5 |
| Release Number:34-94416 | SEC Issue Date:Mar 15, 2022 | File Number:SR-BOX-2022-09 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: April 11, 2022 See Also - Exhibit 5 |
| Release Number:34-94278 | SEC Issue Date:Feb 17, 2022 | File Number:SR-BOX-2021-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Establishment of BSTX LLC as a Facility of the Exchange Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-94264 | SEC Issue Date:Feb 16, 2022 | File Number:SR-BOX-2022-07 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |