National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-94124 | SEC Issue Date:Feb 1, 2022 | File Number:SR-BOX-2022-05 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule Comments Due: February 28, 2022 See Also - Exhibit 5 Submit a Comment on SR-BOX-2022-05
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| Release Number:34-94092 | SEC Issue Date:Jan 27, 2022 | File Number:SR-BOX-2021-06 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: February 23, 2022 View Received Comments |
| Release Number:34-93982 | SEC Issue Date:Jan 14, 2022 | File Number:SR-BOX-2022-03 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility Comments Due: February 10, 2022 |
| Release Number:34-93786 | SEC Issue Date:Dec 15, 2021 | File Number:SR-BOX-2021-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: July 15, 2021 View Received Comments |
| Release Number:34-93778 | SEC Issue Date:Dec 14, 2021 | File Number:SR-BOX-2021-19 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments |
| Release Number:34-93659 | SEC Issue Date:Nov 23, 2021 | File Number:SR-BOX-2021-27 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: December 21, 2021 See Also - Exhibit 5 |
| Release Number:34-93649 | SEC Issue Date:Nov 23, 2021 | File Number:SR-BOX-2021-06 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: June 23, 2021 View Received Comments |
| Release Number:34-93562 | SEC Issue Date:Nov 12, 2021 | File Number:SR-BOX-2021-26 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: December 9, 2021 See Also - Exhibit 5 |
| Release Number:34-93444 | SEC Issue Date:Oct 28, 2021 | File Number:SR-BOX-2021-25 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: November 24, 2021 See Also - Exhibit 5 |
| Release Number:34-93394 | SEC Issue Date:Oct 21, 2021 | File Number:SR-BOX-2021-24 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as Open-Close Data Report and To Adopt Fees for Such Product Comments Due: November 17, 2021 See Also - Exhibit 5 |