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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99722 SEC Issue Date:Mar 12, 2024 File Number:SR-CboeBYX-2024-007 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: April 8, 2024
See Also - Exhibit 5
Release Number:34-99697 SEC Issue Date:Mar 8, 2024 File Number:SR-CboeBYX-2024-003 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00
Comments Due: 21 days after date of publication in the Federal Register.  Rebuttal comments should be submitted 35 days after date of publication in the Federal Register.
Release Number:34-99610 SEC Issue Date:Feb 27, 2024 File Number:SR-CboeBYX-2023-020 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00
Comments Due: 21 days after date of publication in the Federal Register.  Rebuttal comments should be submitted 35 days after date of publication in the Federal Register.
View Received Comments
Release Number:34-99550 SEC Issue Date:Feb 16, 2024 File Number:SR-CboeBYX-2024-006 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: March 15, 2024
See Also - Exhibit 5
Release Number:34-99508 SEC Issue Date:Feb 9, 2024 File Number:SR-CboeBYX-2024-005 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Periodic Auctions
Comments Due: March 7, 2024
See Also - Exhibit 5
Release Number:34-99489 SEC Issue Date:Feb 7, 2024 File Number:SR-CboeBYX-2024-004 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs
Comments Due: March 5, 2024
See Also - Exhibit 5
Release Number:34-99413 SEC Issue Date:Jan 23, 2024 File Number:SR-CboeBYX-2024-003 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BYX Post Only Orders at Prices Below $1.00
Comments Due: February 20, 2024
See Also - Exhibit 5
Release Number:34-99371 SEC Issue Date:Jan 17, 2024 File Number:SR-CboeBYX-2024-002 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting
Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024.
View Received Comments
See Also - Exhibit 5
Release Number:34-99320 SEC Issue Date:Jan 11, 2024 File Number:CboeBYX-2024-001 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number:34-99311 SEC Issue Date:Jan 10, 2024 File Number:SR-CboeBYX-2023-020 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing of a Proposed Rule Change to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand its Retail Price Improvement Program to Include Securities Priced Below $1.00
Comments Due: February 7, 2024
View Received Comments
See Also - Exhibit 5