National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93996 | SEC Issue Date:Jan 18, 2022 | File Number:SR-CboeBYX-2022-001 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: February 14, 2022 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2022-001
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| Release Number:34-93963 | SEC Issue Date:Jan 12, 2022 | File Number:SR-CboeEDGX-2021-048, SR-CboeEDGA-2021-024, SR-CboeBZX-2021-076, SR-CboeBYX-2021-027 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Order Granting Approval of Proposed Rule Changes To Amend Each Exchange's Rules in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: December 20, 2021 |
| Release Number:34-93828 | SEC Issue Date:Dec 20, 2021 | File Number:SR-CboeBYX-2021-029 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: January 13, 2022 See Also - Exhibit 5 |
| Release Number:34-93814 | SEC Issue Date:Dec 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| Release Number:34-93745 | SEC Issue Date:Dec 9, 2021 | File Number:SR-CboeBYX-2021-024 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Certain Clarifying Changes Related to Periodic Auctions Comments Due: November 16, 2021 View Received Comments |
| Release Number:34-93689 | SEC Issue Date:Dec 1, 2021 | File Number:SR-CboeBYX-2021-028 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: December 28, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93638 | SEC Issue Date:Nov 22, 2021 | File Number:SR-CboeBYX-2021-027 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities Comments Due: December 20, 2021 See Also - Exhibit 5 |
| Release Number:34-93437 | SEC Issue Date:Oct 27, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| Release Number:34-93390 | SEC Issue Date:Oct 20, 2021 | File Number:SR-CboeBYX-2021-024 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Make Certain Clarifying Changes to Its Rule Related to Periodic Auctions Comments Due: November 16, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93364 | SEC Issue Date:Oct 15, 2021 | File Number:SR-CboeBYX-2021-026 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 Comments Due: November 12, 2021 See Also - Exhibit 5 |