National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-92207 | SEC Issue Date:Jun 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 15, 2021 Rebuttal comments due: July 29, 2021 Submit a Comment on SR-C2-2021-008
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| Release Number:34-92199 | SEC Issue Date:Jun 16, 2021 | File Number:SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments |
| Release Number:34-92149 | SEC Issue Date:Jun 10, 2021 | File Number:SR-CboeBYX-2021-013 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: July 7, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91804 | SEC Issue Date:May 10, 2021 | File Number:SR-CboeBYX-2021-012 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: June 4, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91761 | SEC Issue Date:May 4, 2021 | File Number:SR-CboeBYX-2021-011 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91729 | SEC Issue Date:Apr 29, 2021 | File Number:SR-CboeBYX-2021-009 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BYX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91593 | SEC Issue Date:Apr 16, 2021 | File Number:SR-CboeBYX-2021-010 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Comments Due: May 13, 2021 See Also - Exhibit 5 |
| Release Number:34-91548 | SEC Issue Date:Apr 14, 2021 | File Number:SR-CboeBYX-2021-008 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: May 11, 2021 See Also - Exhibit 5 |
| Release Number:34-91423 | SEC Issue Date:Mar 26, 2021 | File Number:SR-CboeBYX-2020-021 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing of Amendments No. 3 and No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 3 and No. 4, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: April 22, 2021 View Received Comments |
| Release Number:34-91273 | SEC Issue Date:Mar 5, 2021 | File Number:SR-CboeBYX-2021-006 | SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options Comments Due: April 1, 2021 See Also - Exhibit 5 |