National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99530 | SEC Issue Date:Feb 13, 2024 | File Number:SR-CboeBZX- 2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Re |
| Release Number:34-99524 | SEC Issue Date:Feb 13, 2024 | File Number:SR-CboeBZX-2024-010 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Corporate Governance Requirements, as Provided Under Exchange Rule 14.10 and Make Certain Other Changes to its Listing Rules as Provided Under Exchange Rules 14.3, 14.6, 1 Comments Due: March 12, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-010
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| Release Number:34-99507 | SEC Issue Date:Feb 9, 2024 | File Number:SR-CboeBZX-2024-011 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Comments Due: March 7, 2024 See Also - Exhibit 5 |
| Release Number: 34-99488 | SEC Issue Date:Feb 7, 2024 | File Number:SR-CboeBZX-2024-007 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: March 5, 2024 See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-CboeBZX-2024-007 |
| Release Number:34-99482 | SEC Issue Date:Feb 6, 2024 | File Number:SR-CboeBZX-2023-071 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee |
| Release Number:34-99480 | SEC Issue Date:Feb 6, 2024 | File Number:SR-CboeBZX-2024-013 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Minimum Performance Standards Applicable to Primary Equity Securities Under the Lead Market Maker Program as Set forth in Rule 11.8(e)(1)(E), and to Make Corresponding Ch Comments Due: March 4, 2024 See Also - Exhibit 5 |
| Release Number:34-99479 | SEC Issue Date:Feb 6, 2024 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: March 4, 2024. Rebuttal comments should be submitted by March 18, 2024. View Received Comments |
| Release Number:34-99460 | SEC Issue Date:Feb 1, 2024 | File Number:SR-CboeBZX-2023-101 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments |
| Release Number:34-99445 | SEC Issue Date:Jan 30, 2024 | File Number:SR-CboeBZX-2023-058 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-99414 | SEC Issue Date:Jan 23, 2024 | File Number:SR-CboeBZX-2024-006 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 Comments Due: February 20, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-006 - Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |