National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99415 | SEC Issue Date:Jan 23, 2024 | File Number:SR-CboeBZX-2023-063 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange |
| Release Number:34-99390 | SEC Issue Date:Jan 18, 2024 | File Number:SR-CboeBZX-2023-095 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Registeer. Rebuttal comments should be submitted by 35 days after date of publication in the Federal Register. Submit a Comment on SR-CboeBZX-2023-095
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| Release Number:34-99387 | SEC Issue Date:Jan 18, 2024 | File Number:SR-CboeBZX-2024-005 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 Comments Due: February 14, 2024 |
| Release Number: 34-99369 | SEC Issue Date:Jan 17, 2024 | File Number:SR-CboeBZX-2024-004 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| Release Number:34-99321 | SEC Issue Date:Jan 11, 2024 | File Number:SR-CboeBZX-2024-002 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99306 | SEC Issue Date:Jan 10, 2024 | File Number:SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | SRO Organization:NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units |
| Release Number:34-99307 | SEC Issue Date:Jan 10, 2024 | File Number:SR-CboeBZX-2024-003 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Fees for the Short Interest Report Comments Due: February 7, 2024 |
| Release Number:34-99310 | SEC Issue Date:Jan 10, 2024 | File Number:SR-CboeBZX-2024-001 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove the Cross Asset Tier Comments Due: February 7, 2024 See Also - Exhibit 5 |
| Release Number:34-99299 | SEC Issue Date:Jan 9, 2024 | File Number:SR-CboeBZX-2023-107 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: February 6, 2024 See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99292 | SEC Issue Date:Jan 8, 2024 | File Number: SR-CboeBZX-2023-042 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: February 2, 2024 |