National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99196 | SEC Issue Date:Dec 18, 2023 | File Number:SR-CboeBZX-2023-070 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024. Rebuttal comments should be submitted by January 26, 2024. View Received Comments Submit a Comment on SR-CboeBZX-2023-070
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| Release Number:34-99195 | SEC Issue Date:Dec 18, 2023 | File Number:SR-CboeBZX-2023-069 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024. Rebuttal comments should be submitted by January 26, 2024. Submit a Comment on Subment Comments on SR-CboeBZX-2023-069 |
| Release Number:34-99197 | SEC Issue Date:Dec 18, 2023 | File Number:SR-CboeBZX-2023-101 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: January 12, 2024 View Received Comments |
| Release Number:34-99182 | SEC Issue Date:Dec 14, 2023 | File Number:SR-CboeBZX-2023-097 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99162 | SEC Issue Date:Dec 13, 2023 | File Number:SR-CboeBZX-2023-105 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 14.11(e)(4)(C)(i) (Commodity-Based Trust Shares) Comments Due: January 9, 2024 See Also - Exhibit 5 |
| Release Number:34-99151 | SEC Issue Date:Dec 13, 2023 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| Release Number:34-99147 | SEC Issue Date:Dec 12, 2023 | File Number:SR-CboeBZX-2023-099 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order to Adopt a New Tier Under Footnote 13 (Tape B Volume and Comments Due: January 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99114 | SEC Issue Date:Dec 7, 2023 | File Number:SR-CboeBZX-2023-100 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: January 3, 2024 See Also - Exhibit 5 |
| Release Number:34-99045 | SEC Issue Date:Nov 30, 2023 | File Number:SR-CboeBZX-2023-095 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 27, 2023 View Received Comments |
| Release Number:34-99036 | SEC Issue Date:Nov 29, 2023 | File Number:SR-CboeBZX-2023-096 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: December 26, 2023 See Also - Exhibit 5 |