National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-98835 | SEC Issue Date:Nov 1, 2023 | File Number:SR-CboeBZX-2023-085 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2023-085
|
Release Number:34-98809 | SEC Issue Date:Oct 27, 2023 | File Number:SR-CboeBZX-2023-068 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
Release Number:34-98805 | SEC Issue Date:Oct 27, 2023 | File Number:SR-CboeBZX-2023-067 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees |
Release Number:34-98794 | SEC Issue Date:Oct 24, 2023 | File Number:SR-CboeBZX-2023-084 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 20, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-98785 | SEC Issue Date:Oct 23, 2023 | File Number:SR-CboeBZX-2023-083 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: November 17, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-98761 | SEC Issue Date:Oct 16, 2023 | File Number:SR-CboeBZX-2023-081 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: November 13, 2023 See Also - Exhibit 5 |
Release Number:34-98684 | SEC Issue Date:Oct 4, 2023 | File Number:SR-CboeBZX-2023-075 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Rebate Tiers Comments Due: November 1, 2023 See Also - Exhibit 5 |
Release Number:34-98646 | SEC Issue Date:Sep 29, 2023 | File Number:SR-CboeBZX-2023-067 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments |
Release Number:34-98661 | SEC Issue Date:Sep 29, 2023 | File Number:SR-CboeBZX-2023-074 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a Temporary Options Regulatory Fee Comments Due: October 25, 2023 See Also - Exhibit 5 |
Release Number:34-98650 | SEC Issue Date:Sep 29, 2023 | File Number:SR-CboeBZX-2023-068 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. View Received Comments |