We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-98835 SEC Issue Date:Nov 1, 2023 File Number:SR-CboeBZX-2023-085 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons
Comments Due: November 28, 2023
See Also - Exhibit 5
Release Number:34-98809 SEC Issue Date:Oct 27, 2023 File Number:SR-CboeBZX-2023-068 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees
Release Number:34-98805 SEC Issue Date:Oct 27, 2023 File Number:SR-CboeBZX-2023-067 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees
Release Number:34-98794 SEC Issue Date:Oct 24, 2023 File Number:SR-CboeBZX-2023-084 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: November 20, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98785 SEC Issue Date:Oct 23, 2023 File Number:SR-CboeBZX-2023-083 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees
Comments Due: November 17, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98761 SEC Issue Date:Oct 16, 2023 File Number:SR-CboeBZX-2023-081 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: November 13, 2023
See Also - Exhibit 5
Release Number:34-98684 SEC Issue Date:Oct 4, 2023 File Number:SR-CboeBZX-2023-075 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Rebate Tiers
Comments Due: November 1, 2023
See Also - Exhibit 5
Release Number:34-98646 SEC Issue Date:Sep 29, 2023 File Number:SR-CboeBZX-2023-067 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees
Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023.
View Received Comments
Release Number:34-98661 SEC Issue Date:Sep 29, 2023 File Number:SR-CboeBZX-2023-074 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a Temporary Options Regulatory Fee
Comments Due: October 25, 2023
See Also - Exhibit 5
Release Number:34-98650 SEC Issue Date:Sep 29, 2023 File Number:SR-CboeBZX-2023-068 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend its Fee Schedule Related to Physical Port Fees
Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023.
View Received Comments