National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-94023 | SEC Issue Date:Jan 21, 2022 | File Number:SR-C2-2022-002 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its FINRA Non-Member Processing Registration Fee Comments Due: February 17, 2022 Submit a Comment on SR-C2-2022-002
|
| Release Number:34-93998 | SEC Issue Date:Jan 19, 2022 | File Number:SR-C2-2022-003 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.5 To Improve the Operation of the Rule Comments Due: February 15, 2022 |
| Release Number:34-93975 | SEC Issue Date:Jan 13, 2022 | File Number:SR-C2-2022-001 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: February 10, 2022 See Also - Exhibit 5 |
| Release Number:34-93887 | SEC Issue Date:Dec 30, 2021 | File Number:SR-C2-2021-019 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes Comments Due: January 26, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93814 | SEC Issue Date:Dec 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| Release Number:34-93798 | SEC Issue Date:Dec 16, 2021 | File Number:SR-C2-2021-017 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: January 12, 2022 See Also - Exhibit 5 |
| Release Number:34-93597 | SEC Issue Date:Nov 17, 2021 | File Number:SR-C2-2021-016 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 Comments Due: December 14, 2021 See Also - Exhibit 5 |
| Release Number:34-93437 | SEC Issue Date:Oct 27, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| Release Number:34-93374 | SEC Issue Date:Oct 18, 2021 | File Number:SR-C2-2021-015 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01 Comments Due: November 12, 2021 |
| Release Number:34-93269 | SEC Issue Date:Oct 7, 2021 | File Number:SR-C2-2021-014 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change Comments Due: November 4, 2021 See Also - Exhibit 5 |