National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-92916 | SEC Issue Date:Sep 9, 2021 | File Number:SR-C2-2021-013 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Corrections to the Rules Comments Due: October 6, 2021 See Also - Exhibit 5 Submit a Comment on SR-C2-2021-013
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| Release Number:34-92596 | SEC Issue Date:Aug 6, 2021 | File Number:SR-C2-2021-012 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee Comments Due: September 2, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92574 | SEC Issue Date:Aug 5, 2021 | File Number:SR-C2-2021-011 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance and Clarify Its Price Adjust Process and Modify the Bulk Message Fat Finger Check Comments Due: September 1, 2021 See Also - Exhibit 5 |
| Release Number:34-92546 | SEC Issue Date:Aug 2, 2021 | File Number:SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: August 27, 2021 View Received Comments |
| Release Number:34-92207 | SEC Issue Date:Jun 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 15, 2021 Rebuttal comments due: July 29, 2021 |
| Release Number:34-92199 | SEC Issue Date:Jun 16, 2021 | File Number:SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments |
| Release Number:34-92173 | SEC Issue Date:Jun 14, 2021 | File Number:SR-C2-2021-010 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: July 15, 2021 See Also - Exhibit 5 |
| Release Number:34-92051 | SEC Issue Date:May 27, 2021 | File Number:SR-C2-2021-009 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Align the Exchange's Rulebook With the Rulebook of Its Affiliated Exchange, Cboe Options, Inc. ("Cboe Options") and Make Other Formatting Changes Comments Due: June 24, 2021 See Also - Exhibit 5 |
| Release Number:34-91757 | SEC Issue Date:May 4, 2021 | File Number:SR-C2-2021-008 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91732 | SEC Issue Date:Apr 29, 2021 | File Number:SR-C2-2021-007 | SRO Organization:Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |