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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-87991 SEC Issue Date:Jan 16, 2020 File Number:SR-C2-2020-001 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
See Also - Exhibit 3, Exhibit 5
Release Number:34-87892 SEC Issue Date:Jan 6, 2020 File Number:SR-C2-2019-028 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Opening Triggers for Its Opening Rotation Process for Equity Options
See Also - Exhibit 5
Release Number:34-87738 SEC Issue Date:Dec 13, 2019 File Number:SR-C2-2019-027 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4 by Extending the Penny Pilot Program Through June 30, 2020
Release Number:34-87705 SEC Issue Date:Dec 10, 2019 File Number:SR-C2-2019-026 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 6.11
See Also - Exhibit 5
Release Number:34-87646 SEC Issue Date:Dec 2, 2019 File Number:SR-C2-2019-025 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating Various C2 Rules and Chapters To Reflect Changes to the Cboe Options Rulebook
See Also - Exhibit 5
Release Number:34-87562 SEC Issue Date:Nov 18, 2019 File Number:SR-C2-2019-024 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 6.14 as It Applies to Stop-Limit Orders
See Also - Exhibit 5
Release Number:34-87506 SEC Issue Date:Nov 12, 2019 File Number:SR-C2-2019-018 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Withdrawal of Proposed Rule Change To Amend the Cboe C2 Exchange, Inc. Fee Schedule To Modify the Options Regulatory Fee
View Received Comments
Release Number:34-87463 SEC Issue Date:Nov 5, 2019 File Number:SR-C2-2019-023 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as Open-Close Data and To Adopt Fees for Such Product
See Also - Exhibit 5
Release Number:34-87348 SEC Issue Date:Oct 18, 2019 File Number:SR-C2-2019-021 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility
See Also - Exhibit 5
Release Number:34-87342 SEC Issue Date:Oct 18, 2019 File Number:SR-C2-2019-022 SRO Organization:Cboe C2 Exchange, Inc. (C2) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01
See Also - Exhibit 5