National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93366 | SEC Issue Date:Oct 15, 2021 | File Number:SR-CboeEDGA-2021-023 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: November 12, 2021 See Also - Exhibit 5 Submit a Comment on SR-CboeEDGA-2021-023
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| Release Number:34-93344 | SEC Issue Date:Oct 15, 2021 | File Number:SR-CboeEDGA-2021-022 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 2022 Comments Due: November 12, 2021 See Also - Exhibit 5 |
| Release Number:34-93271 | SEC Issue Date:Oct 7, 2021 | File Number:SR-CboeEDGA-2021-021 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: November 4, 2021 See Also - Exhibit 5 |
| Release Number:34-93130 | SEC Issue Date:Sep 27, 2021 | File Number:SR-CboeEDGA-2021-020 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: October 22, 2021 See Also - Exhibit 5 |
| Release Number:34-92965 | SEC Issue Date:Sep 13, 2021 | File Number:SR-CboeEDGA-2021-017 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8 To Introduce a Product To Be Known as "Cboe Premium Exchange Tools" and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools Comments Due: October 8, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92546 | SEC Issue Date:Aug 2, 2021 | File Number:SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: August 27, 2021 View Received Comments |
| Release Number:34-92328 | SEC Issue Date:Jul 6, 2021 | File Number:SR-CboeEDGA-2021-013 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: July 7, 2021 View Received Comments |
| Release Number:34-92296 | SEC Issue Date:Jun 30, 2021 | File Number:SR-CboeEDGA-2021-016 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Current Day Consolidated High and Low Prices Comments Due: July 28, 2021 See Also - Exhibit 5 |
| Release Number:34-92257 | SEC Issue Date:Jun 24, 2021 | File Number:SR-CboeEDGX-2021-025, SR-CboeBZX-2021-035, SR-CboeBYX-2021-012, SR-CboeEDGA-2021-011 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) |
Details: Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to the Exchanges' Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause Outside of Regular Trading Hours Comments Due: June 4, 2021 View Received Comments |
| Release Number:34-92207 | SEC Issue Date:Jun 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 15, 2021 Rebuttal comments due: July 29, 2021 |