National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-92199 | SEC Issue Date:Jun 16, 2021 | File Number:SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments Submit a Comment on SR-C2-2021-007
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| Release Number:34-92152 | SEC Issue Date:Jun 11, 2021 | File Number:SR-CboeEDGA-2021-015 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: July 8, 2021 See Also - Exhibit 5 |
| Release Number:34-92151 | SEC Issue Date:Jun 10, 2021 | File Number:SR-CboeEDGA-2021-013 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: July 7, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91802 | SEC Issue Date:May 10, 2021 | File Number:SR-CboeEDGA-2021-011 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session Comments Due: June 4, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91784 | SEC Issue Date:May 6, 2021 | File Number:SR-CboeEDGA-2021-012 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: June 2, 2021 See Also - Exhibit 5 |
| Release Number:34-91759 | SEC Issue Date:May 4, 2021 | File Number:SR-CboeEDGA-2021-010 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91725 | SEC Issue Date:Apr 29, 2021 | File Number:SR-CboeEDGA-2021-009 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91556 | SEC Issue Date:Apr 14, 2021 | File Number:SR-CboeEDGA-2021-008 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: May 11, 2021 See Also - Exhibit 5 |
| Release Number:34-91271 | SEC Issue Date:Mar 5, 2021 | File Number:SR-CboeEDGA-2021-007 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11 (Routing to Away Trading Centers), as Well as Its Fee Schedule, To Delete References to the INET and RDOX Routing Options and To Delete All References to the C-LNK Routing and Connectivity Option From Its Fee Schedule Comments Due: April 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91232 | SEC Issue Date:Mar 2, 2021 | File Number:SR-CboeEDGA-2021-006 | SRO Organization:Cboe EDGA Exchange, Inc. (CboeEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposal To Permit the Exchange To Look Back Only to July 2020 To Correct Certain Billing Errors Which Were Discovered in October 2020 Comments Due: March 29, 2021 |