National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number: 34-99490 | SEC Issue Date:Feb 7, 2024 | File Number:SR-CboeEDGX-2024-009 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: March 5, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeEDGX-2024-009
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| Release Number:34-99459 | SEC Issue Date:Feb 1, 2024 | File Number:SR-CboeEDGX-2024-007 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to Permit the Use of the Post Only Order Instruction at Prices Below $1.00 Comments Due: February 28, 2024 See Also - Exhibit 5 |
| Release Number:34-99457 | SEC Issue Date:Feb 1, 2024 | File Number:CboeEDGX-2024-010 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Early Termination of Complex Order Auctions Comments Due: February 28, 2024 See Also - Exhibit 5 |
| Release Number:34-99376 | SEC Issue Date:Jan 17, 2024 | File Number:SR-CboeEDGX-2024-005 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| Release Number:34-99350 | SEC Issue Date:Jan 16, 2024 | File Number:SR-CboeEDGX-2024-006 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: February 12, 2024 See Also - Exhibit 5 |
| Release Number:34-99343 | SEC Issue Date:Jan 12, 2024 | File Number:SR-CboeEDGX-2024-004 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Modify Historical Depth Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99328 | SEC Issue Date:Jan 11, 2024 | File Number:SR-CboeEDGX-2024-008 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Add Historical Depth Data Fee Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99302 | SEC Issue Date:Jan 9, 2024 | File Number:SR-CboeEDGX-2024-001 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: February 6, 2024 See Also - Exhibit 5 |
| Release Number:34-99300 | SEC Issue Date:Jan 9, 2024 | File Number:SR-CboeEDGX-2023-083 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options See Also - Exhibit 5, Exhibit 3 |
| Release Number: 34-99280 | SEC Issue Date:Jan 5, 2024 | File Number:SR-CboeEDGX-2024-002 | SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: February 1, 2024 See Also - Exhibit 5 |