National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-98571 | SEC Issue Date:Sep 27, 2023 | File Number:SR-CBOE-2023-055 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: October 24, 2023 See Also - Exhibit 5 Submit a Comment on SR-CBOE-2023-055
|
Release Number:34-98557 | SEC Issue Date:Sep 27, 2023 | File Number:SR-CBOE-2023-018 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Settlem |
Release Number:34-98511 | SEC Issue Date:Sep 25, 2023 | File Number:SR-CBOE-2023-053 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Automated Price Improvement Auction Rules Comments Due: October 20, 2023 See Also - Exhibit 5 |
Release Number:34-98509 | SEC Issue Date:Sep 25, 2023 | File Number:SR-CBOE-2023-052 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Related to Stock-Option Orders Comments Due: October 20, 2023 See Also - Exhibit 5 |
Release Number:34-98502 | SEC Issue Date:Sep 25, 2023 | File Number:SR-CBOE-2023-051 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Early Termination of Complex Order Auctions Comments Due: October 20, 2023 See Also - Exhibit 5 |
Release Number:34-98474 | SEC Issue Date:Sep 21, 2023 | File Number:SR-CBOE-2023-048 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.87 and 8.21 Comments Due: October 18, 2023 See Also - Exhibit 5 |
Release Number:34-98456 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-020 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent |
Release Number:34-98455 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-019 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change to Make Permanent the Operation of its Pilot Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Seri |
Release Number:34-98454 | SEC Issue Date:Sep 20, 2023 | File Number:SR-CBOE-2023-005 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options ("SPX") Series View Received Comments |
Release Number:34-98406 | SEC Issue Date:Sep 15, 2023 | File Number:SR-CBOE-2023-047 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 12, 2023 See Also - Exhibit 5 |