National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98400 | SEC Issue Date:Sep 14, 2023 | File Number:SR-CBOE-2023-045 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-CBOE-2023-045
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| Release Number:34-98304 | SEC Issue Date:Sep 6, 2023 | File Number:SR-CBOE-2023-044 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of a Proposed Rule Change to Adopt a Quote Protection Timer Comments Due: October 3, 2023 See Also - Exhibit 5 |
| Release Number:34-98288 | SEC Issue Date:Sep 5, 2023 | File Number:SR-CBOE-2023-042 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01. Comments Due: October 2, 2023 |
| Release Number:34-98277 | SEC Issue Date:Sep 1, 2023 | File Number: | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 25, 2023 |
| Release Number:34-98216 | SEC Issue Date:Aug 24, 2023 | File Number:SR-CBOE-2023-041 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order that may be Entered on a Single Order Ticket at the Time of Systemization Comments Due: September 20, 2023 See Also - Exhibit 5 |
| Release Number:34-98187 | SEC Issue Date:Aug 21, 2023 | File Number:SR-CBOE-2023-040 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes Comments Due: September 15, 2023 See Also - Exhibit 5 |
| Release Number:34-98106 | SEC Issue Date:Aug 10, 2023 | File Number:SR-CBOE-2023-038 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Options Regulatory Fee Comments Due: September 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98044 | SEC Issue Date:Aug 2, 2023 | File Number:SR-CBOE-2023-036 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow Certain Flexible Exchange Equity Options To Be Cash Settled Comments Due: August 29, 2023 See Also - Exhibit 5 |
| Release Number:34-98025 | SEC Issue Date:Jul 31, 2023 | File Number:SR-CBOE-2023-035 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: August 25, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98008 | SEC Issue Date:Jul 27, 2023 | File Number:SR-CBOE-2023-020 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent Comments Due: August 23, 2023. Rebuttal comments should be submitted by September 6, 2023. |