National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-96915 | SEC Issue Date:Feb 14, 2023 | File Number:SR-IEX-2023-03 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 1.160 Comments Due: March 14, 2023 Submit a Comment on SR-IEX-2023-03
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| Release Number:34-96865 | SEC Issue Date:Feb 9, 2023 | File Number:SR-IEX-2023-01 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Offer Users an Additional Option for How To Apply the Exchange's Existing Anti-Internalization Functionality to Their Orders Comments Due: March 8, 2023 See Also - Exhibit 5 |
| Release Number:34-96611 | SEC Issue Date:Jan 9, 2023 | File Number:SR-IEX-2022-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Order Granting Approval of a Proposed Rule Change To Modify IEX Rule 11.190(b)(7) To Adopt an Optional Cancel or Re-Price Functionality for D-Limit Orders Comments Due: December 16, 2022 |
| Release Number:34-96606 | SEC Issue Date:Jan 6, 2023 | File Number:SR-IEX-2022-14 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-96506 | SEC Issue Date:Dec 15, 2022 | File Number:SR-IEX-2022-13 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Reflect Adjustments to FINRA's Registration Fees Related to the Central Registration Depository Comments Due: January 11, 2023 See Also - Exhibit 5 |
| Release Number:34-96473 | SEC Issue Date:Dec 9, 2022 | File Number:SR-IEX-2022-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) Comments Due: January 6, 2023 |
| Release Number:34-96460 | SEC Issue Date:Dec 7, 2022 | File Number:SR-IEX-2022-12 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) To Extend the Temporary Remote Inspection Relief to IEX Members for Calendar Year 2022 Comments Due: January 3, 2023 |
| Release Number:34-96416 | SEC Issue Date:Dec 1, 2022 | File Number:SR-IEX-2022-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Order Types for Determining Whether a Quote Instability Condition Exists |
| Release Number:34-96352 | SEC Issue Date:Nov 18, 2022 | File Number:SR-IEX-2022-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7) Comments Due: December 16, 2022 See Also - Exhibit 5 |
| Release Number:34-96331 | SEC Issue Date:Nov 16, 2022 | File Number:SR-IEX-2022-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule Comments Due: December 13, 2022 See Also - Exhibit 5 |