National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93841 | SEC Issue Date:Dec 21, 2021 | File Number:SR-IEX-2021-18 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the FINRA Registration Fees on the Fee Schedule Comments Due: January 18, 2022 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-18
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| Release Number:34-93800 | SEC Issue Date:Dec 16, 2021 | File Number:SR-IEX-2021-17 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type Comments Due: January 12, 2022 See Also - Exhibit 5 |
| Release Number:34-93627 | SEC Issue Date:Nov 19, 2021 | File Number:SR-IEX-2021-16 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program Comments Due: December 17, 2021 See Also - Exhibit 5 |
| Release Number:34-93560 | SEC Issue Date:Nov 12, 2021 | File Number:SR-IEX-2021-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: December 9, 2021 See Also - Exhibit 5 |
| Release Number:34-93557 | SEC Issue Date:Nov 10, 2021 | File Number:SR-IEX-2021-14 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees Comments Due: December 8, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93505 | SEC Issue Date:Nov 2, 2021 | File Number:SR-IEX-2021-13 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product Comments Due: November 29, 2021 See Also - Exhibit 5 |
| Release Number:34-93323 | SEC Issue Date:Oct 14, 2021 | File Number:SR-IEX-2021-12 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 Comments Due: November 10, 2021 See Also - Exhibit 5 |
| Release Number:34-93027 | SEC Issue Date:Sep 16, 2021 | File Number:SR-IEX-2021-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide That a Reserve Order May Have (i) an Odd Lot Sized Display Quantity and (ii) an Optional Random Initial and Replenishment Display Quantity Comments Due: October 13, 2021 See Also - Exhibit 5 |
| Release Number:34-92868 | SEC Issue Date:Sep 2, 2021 | File Number:SR-IEX-2021-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate IEX Rule 11.420 (Order Audit Trail System ("OATS") Requirements) To Reflect the September 1, 2021 Retirement of OATS Comments Due: September 30, 2021 See Also - Exhibit 5 |
| Release Number:34-92398 | SEC Issue Date:Jul 13, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program Comments Due: August 9, 2021 View Received Comments |