National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-92222 | SEC Issue Date:Jun 22, 2021 | File Number:SR-IEX-2021-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-IEX-2021-09
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| Release Number:34-92029 | SEC Issue Date:May 26, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments |
| Release Number:34-91754 | SEC Issue Date:May 4, 2021 | File Number:SR-IEX-2021-08 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Discretionary Limit Orders To Be Reserve Orders Comments Due: June 1, 2021 See Also - Exhibit 5 |
| Release Number:34-91691 | SEC Issue Date:Apr 27, 2021 | File Number:SR-IEX-2021-07 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 Comments Due: May 24, 2021 See Also - Exhibit 5 |
| Release Number:34-91523 | SEC Issue Date:Apr 9, 2021 | File Number:SR-IEX-2021-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: May 6, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91443 | SEC Issue Date:Mar 30, 2021 | File Number:SR-IEX-2021-05 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110 Comments Due: April 26, 2021 See Also - Exhibit 5 |
| Release Number:34-91335 | SEC Issue Date:Mar 16, 2021 | File Number:SR-IEX-2021-04 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Comments Due: April 12, 2021 See Also - Exhibit 5 |
| Release Number:34-91324 | SEC Issue Date:Mar 15, 2021 | File Number:SR-IEX-2021-03 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retail Orders To Trade With Certain Aggressively Priced Displayed Odd Lot Orders Comments Due: April 9, 2021 See Also - Exhibit 5 |
| Release Number:34-91074 | SEC Issue Date:Feb 5, 2021 | File Number:SR-IEX-2021-02 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: March 4, 2021 See Also - Exhibit 5 |
| Release Number:34-91016 | SEC Issue Date:Jan 29, 2021 | File Number:SR-IEX-2020-18 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Order Granting Approval of Proposed Rule Change To Amend IEX Rule 11.510 To Reduce the Outbound Latency That Presently Applies to All Messages Sent From IEX Back to Users of the Exchange Comments Due: January 7, 2021 |