National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-90933 | SEC Issue Date:Jan 15, 2021 | File Number:SR-IEX-2021-01 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Way It Handles Odd Lot Orders by Allowing Them To Be Displayed Orders and To Aggregate To Form a Protected Quotation Comments Due: February 12, 2021 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-01
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| Release Number:34-90786 | SEC Issue Date:Dec 22, 2020 | File Number:SR-IEX-2020-19 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 See Also - Exhibit 5 |
| Release Number:34-90752 | SEC Issue Date:Dec 21, 2020 | File Number:SR-IEX-2020-20 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) To Adopt Temporary Supplementary Material .02 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under the Rule See Also - Exhibit 5 |
| Release Number:34-90645 | SEC Issue Date:Dec 11, 2020 | File Number:SR-IEX-2020-18 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Proposed Rule Change To Amend IEX Rule 11.510 To Reduce the Outbound Latency That Presently Applies to All Trading Messages Sent From IEX Back to Users of the Exchange See Also - Exhibit 5 |
| Release Number:34-90197 | SEC Issue Date:Oct 15, 2020 | File Number:SR-IEX-2020-16 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Offset Peg Order Type See Also - Exhibit 5 |
| Release Number:34-90128 | SEC Issue Date:Oct 8, 2020 | File Number:SR-IEX-2020-17 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.280 To Extend the Pilot Period for the Market-Wide Circuit Breaker to the Close of Business on October 18, 2021 See Also - Exhibit 5 |
| Release Number:34-89968 | SEC Issue Date:Sep 23, 2020 | File Number:SR-IEX-2020-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Concerning the CQ Remove Fee See Also - Exhibit 5 |
| Release Number:34-89967 | SEC Issue Date:Sep 23, 2020 | File Number:SR-IEX-2020-14 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Concerning D-Limit Orders See Also - Exhibit 5 |
| Release Number:34-89796 | SEC Issue Date:Sep 9, 2020 | File Number:SR-IEX-2020-13 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a) See Also - Exhibit 5 |
| Release Number:34-89705 | SEC Issue Date:Aug 28, 2020 | File Number:SR-IEX-2020-12 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MIAX PEARL, LLC in the List of Away Trading Centers To Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MIAX PEARL's Top of Book Quotation See Also - Exhibit 5 |