National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
|
SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-89686 | SEC Issue Date:Aug 26, 2020 | File Number:SR-IEX-2019-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Order Type Called D-Limit View Received Comments |
| Release Number:34-89580 | SEC Issue Date:Aug 17, 2020 | File Number:SR-IEX-2020-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation See Also - Exhibit 5 |
| Release Number:34-89466 | SEC Issue Date:Aug 4, 2020 | File Number:SR-IEX-2020-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission See Also - Exhibit 5 |
| Release Number:34-89165 | SEC Issue Date:Jun 26, 2020 | File Number:SR-IEX-2019-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit View Received Comments |
| Release Number:34-89155 | SEC Issue Date:Jun 25, 2020 | File Number:SR-IEX-2020-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| Release Number:34-89146 | SEC Issue Date:Jun 24, 2020 | File Number:SR-IEX-2020-07 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(b)(13) To Discontinue the Market Maker Peg Order and Make Conforming Changes See Also - Exhibit 5 |
| Release Number:34-89118 | SEC Issue Date:Jun 22, 2020 | File Number:SR-IEX-2020-08 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| Release Number:34-88819 | SEC Issue Date:May 6, 2020 | File Number:SR-IEX-2020-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the IEX Fee Schedule, Pursuant to IEX Rule 15.110(a) and (c), To Clarify the Circumstances in Which IEX Offers Certain Physical Port Connections See Also - Exhibit 5 |
| Release Number:34-88501 | SEC Issue Date:Mar 27, 2020 | File Number:SR-IEX-2019-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Order Type Called D-Limit View Received Comments |
| Release Number:34-88421 | SEC Issue Date:Mar 18, 2020 | File Number:SR-IEX-2020-04 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |