National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-88313 | SEC Issue Date:Mar 3, 2020 | File Number:SR-IEX-2020-03 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include the Long-Term Stock Exchange, Inc. (LTSE) in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine LTSE's Top of Book Quotation See Also - Exhibit 5 |
| Release Number:34-88186 | SEC Issue Date:Feb 12, 2020 | File Number:SR-IEX-2019-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit View Received Comments |
| Release Number:34-88134 | SEC Issue Date:Feb 6, 2020 | File Number:SR-IEX-2020-02 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 See Also - Exhibit 5 |
| Release Number:34-87948 | SEC Issue Date:Jan 13, 2020 | File Number:SR-IEX-2020-01 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Three Typographical Errors in IEX Rules 11.190(e) and 11.220(a)(7) See Also - Exhibit 5 |
| Release Number:34-87814 | SEC Issue Date:Dec 20, 2019 | File Number:SR-IEX-2019-15 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing of Proposed Rule Change To Add a New Discretionary Limit Order Type View Received Comments See Also - Exhibit 5 |
| Release Number:34-87798 | SEC Issue Date:Dec 18, 2019 | File Number:SR-IEX-2019-14 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Exchange's Existing Anti-Internalization Functionality and Make Conforming and Clarifying Changes to IEX Rule 11.190(e) and Other IEX Rules See Also - Exhibit 5 |
| Release Number:34-87647 | SEC Issue Date:Dec 3, 2019 | File Number:SR-IEX-2019-13 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Aggregate Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check See Also - Exhibit 5 |
| Release Number:34-87578 | SEC Issue Date:Nov 20, 2019 | File Number:SR-IEX-2019-12 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Table in Rule 11.410(a) To Update the Market Data Source That the Exchange Will Use To Determine the Top of Book Quotation for NYSE Chicago, Inc. and To Amend Rules 2.220(a)(7) and 11.410(a) To Reflect the Name Change of Chicago Stock Exchange, Inc. to NYSE Chicago, Inc. See Also - Exhibit 5 |
| Release Number:34-87298 | SEC Issue Date:Oct 15, 2019 | File Number:SR-IEX-2019-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.280 To Extend the Pilot Period for the Market-Wide Circuit Breaker to the Close of Business on October 18, 2020 and To Clarify That the Remaining Parts of Rule 11.280 Are Not Subject to Any Pilot Period See Also - Exhibit 5 |
| Release Number:34-87019 | SEC Issue Date:Sep 19, 2019 | File Number:SR-IEX-2019-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Corporate Discretionary Peg Order Type and Make Two Minor Non-Substantive Clarifying Changes to the Definition of a Discretionary Peg Order See Also - Exhibit 5 |