National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-91287 | SEC Issue Date:Mar 10, 2021 | File Number:SR-LTSE-2021-01 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 Submit a Comment on SR-LTSE-2021-01
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| Release Number:34-91054 | SEC Issue Date:Feb 3, 2021 | File Number:SR-LTSE-2020-22 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies Comments Due: March 2, 2021 View Received Comments |
| Release Number:34-91019 | SEC Issue Date:Jan 29, 2021 | File Number:SR-LTSE-2021-01 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 See Also - Exhibit 5 |
| Release Number:34-90809 | SEC Issue Date:Dec 28, 2020 | File Number:SR-LTSE-2020-24 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600 See Also - Exhibit 5 |
| Release Number:34-90777 | SEC Issue Date:Dec 22, 2020 | File Number:SR-LTSE-2020-23 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check See Also - Exhibit 5 |
| Release Number:34-90731 | SEC Issue Date:Dec 18, 2020 | File Number:SR-LTSE-2020-22 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of a Proposed Rule Change To Adopt Rules Related to Promotional Services and Listing Ceremonies for Listed Companies View Received Comments See Also - Exhibit 5 |
| Release Number:34-90141 | SEC Issue Date:Oct 8, 2020 | File Number:SR-LTSE-2020-19 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until December 8, 2020 |
| Release Number:34-90125 | SEC Issue Date:Oct 8, 2020 | File Number:SR-LTSE-2020-18 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 See Also - Exhibit 5 |
| Release Number:34-89877 | SEC Issue Date:Sep 15, 2020 | File Number:SR-LTSE-2020-16 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a). See Also - Exhibit 5 |
| Release Number:34-89766 | SEC Issue Date:Sep 3, 2020 | File Number:SR-LTSE-2020-15 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 |