National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-89710 | SEC Issue Date:Aug 28, 2020 | File Number:SR-LTSE-2020-14 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 |
| Release Number:34-89668 | SEC Issue Date:Aug 25, 2020 | File Number:SR-LTSE-2020-13 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) See Also - Exhibit 5 |
| Release Number:34-89440 | SEC Issue Date:Jul 31, 2020 | File Number:SR-LTSE-2020-12 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan See Also - Exhibit 5 |
| Release Number:34-89254 | SEC Issue Date:Jul 8, 2020 | File Number:SR-LTSE-2020-11 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| Release Number:34-89216 | SEC Issue Date:Jul 2, 2020 | File Number:SR-LTSE-2020-10 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 See Also - Exhibit 5 |
| Release Number:34-89120 | SEC Issue Date:Jun 22, 2020 | File Number:SR-LTSE-2020-09 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the LTSE Rule 11.600 Series (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| Release Number:34-88515 | SEC Issue Date:Mar 30, 2020 | File Number:SR-LTSE-2020-08 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Pre-Market Session and Regular Market Session Opening Process for Non-LTSE-Primary-Listed Securities See Also - Exhibit 5 |
| Release Number:34-88439 | SEC Issue Date:Mar 20, 2020 | File Number:SR-LTSE-2020-06 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Products on an Unlisted Trading Privileges Basis See Also - Exhibit 5 |
| Release Number:34-88427 | SEC Issue Date:Mar 19, 2020 | File Number:SR-LTSE-2020-07 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| Release Number:34-88394 | SEC Issue Date:Mar 16, 2020 | File Number:SR-LTSE-2020-05 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fingerprint-Based Background Checks |