National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-88248 | SEC Issue Date:Feb 20, 2020 | File Number:SR-LTSE-2020-04 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Annual Membership Fee See Also - Exhibit 5 |
| Release Number:34-88133 | SEC Issue Date:Feb 6, 2020 | File Number:SR-LTSE-2020-03 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Initial Listing Fee and Annual Listing Fee See Also - Exhibit 5 |
| Release Number:34-87861 | SEC Issue Date:Dec 27, 2019 | File Number:SR-LTSE-2019-05 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-87773 | SEC Issue Date:Dec 17, 2019 | File Number:SR-LTSE-2019-04 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing See Also - Exhibit 5 |
| Release Number:34-87357 | SEC Issue Date:Oct 18, 2019 | File Number:SR-LTSE-2019-03 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and To Move the Limit Up-Limit Down Mechanism, Authority To Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt Into Separate Rules for Clarity See Also - Exhibit 5 |
| Release Number:34-87221 | SEC Issue Date:Oct 3, 2019 | File Number:SR-LTSE-2019-02 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders See Also - Exhibit 5 |
| Release Number:34-86722 | SEC Issue Date:Aug 21, 2019 | File Number:SR-LTSE-2019-01 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Order Approving Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies View Received Comments |
| Release Number:34-86327 | SEC Issue Date:Jul 8, 2019 | File Number:SR-LTSE-2019-01 | SRO Organization:Long-Term Stock Exchange, Inc. (LTSE) |
Details: Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies View Received Comments See Also - Exhibit 5 |