National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-89924 | SEC Issue Date:Sep 18, 2020 | File Number:SR-MEMX-2020-08 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a) To Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-89899 | SEC Issue Date:Sep 16, 2020 | File Number:SR-MEMX-2020-07 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Manner in Which the Exchange Will Designate Members To Participate in Its Mandatory Disaster Recovery Testing for Calendar Year 2020 See Also - Exhibit 5 |
| Release Number:34-89784 | SEC Issue Date:Sep 8, 2020 | File Number:SR-MEMX-2020-06 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy See Also - Exhibit 5 |
| Release Number:34-89763 | SEC Issue Date:Sep 3, 2020 | File Number:SR-MEMX-2020-05 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company See Also - Exhibit 5 |
| Release Number:34-89581 | SEC Issue Date:Aug 17, 2020 | File Number:SR-MEMX-2020-04 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange See Also - Exhibit 5 |
| Release Number:34-89509 | SEC Issue Date:Aug 7, 2020 | File Number:SR-MEMX-2020-03 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 See Also - Exhibit 5 |
| Release Number:34-89447 | SEC Issue Date:Jul 31, 2020 | File Number:SR-MEMX-2020-02 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| Release Number:34-89140 | SEC Issue Date:Jun 24, 2020 | File Number:SR-MEMX-2020-01 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |