National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-85345 | SEC Issue Date:Mar 18, 2019 | File Number:SR-EMERALD-2019-13 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders See Also - Exhibit 5 |
| Release Number:34-85344 | SEC Issue Date:Mar 18, 2019 | File Number:SR-EMERALD-2019-12 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism See Also - Exhibit 5 |
| Release Number:34-85316 | SEC Issue Date:Mar 14, 2019 | File Number:SR-EMERALD-2019-11 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees View Received Comments See Also - Exhibit 5 |
| Release Number:34-85266 | SEC Issue Date:Mar 7, 2019 | File Number:SR-EMERALD-2019-07 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons |
| Release Number:34-85251 | SEC Issue Date:Mar 6, 2019 | File Number:SR-EMERALD-2019-01 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| Release Number:34-85225 | SEC Issue Date:Mar 1, 2019 | File Number:SR-EMERALD-2019-06 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-85224 | SEC Issue Date:Feb 28, 2019 | File Number:SR-EMERALD-2019-08 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options See Also - Exhibit 5 |
| Release Number:34-85207 | SEC Issue Date:Feb 27, 2019 | File Number:SR-EMERALD-2019-09 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR") |
| Release Number:34-85208 | SEC Issue Date:Feb 27, 2019 | File Number:SR-EMERALD-2019-05 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers See Also - Exhibit 5 |
| Release Number:34-85164 | SEC Issue Date:Feb 19, 2019 | File Number:SR-EMERALD-2019-03 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor See Also - Exhibit 5 |