National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-97023 | SEC Issue Date:Mar 2, 2023 | File Number:SR-EMERALD-2023-06 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2023-06
|
Release Number:34-96762 | SEC Issue Date:Jan 27, 2023 | File Number:SR-EMERALD-2023-02 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 531, Reports, Market Data Products and Services, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: February 23, 2023 See Also - Exhibit 5 |
Release Number:34-96628 | SEC Issue Date:Jan 10, 2023 | File Number:SR-EMERALD-2023-01 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: February 7, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-96625 | SEC Issue Date:Jan 10, 2023 | File Number:SR-EMERALD-2022-37 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: February 7, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-96548 | SEC Issue Date:Dec 20, 2022 | File Number:SR-EMERALD-2022-35 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest Comments Due: January 17, 2023 See Also - Exhibit 5 |
Release Number:34-96521 | SEC Issue Date:Dec 16, 2022 | File Number:SR-EMERALD-2022-36 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: January 12, 2023 See Also - Exhibit 5 |
Release Number:34-96378 | SEC Issue Date:Nov 22, 2022 | File Number:SR-EMERALD-2022-31 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: December 20, 2022 See Also - Exhibit 5 |
Release Number:34-96376 | SEC Issue Date:Nov 22, 2022 | File Number:SR-EMERALD-2022-30 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: December 20, 2022 See Also - Exhibit 5 |
Release Number:34-96368 | SEC Issue Date:Nov 21, 2022 | File Number:SR-EMERALD-2022-32 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit Comments Due: December 19, 2022 See Also - Exhibit 5 |
Release Number:34-96121 | SEC Issue Date:Oct 21, 2022 | File Number:SR-EMERALD-2022-19 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports |