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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-97023 SEC Issue Date:Mar 2, 2023 File Number:SR-EMERALD-2023-06 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96762 SEC Issue Date:Jan 27, 2023 File Number:SR-EMERALD-2023-02 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 531, Reports, Market Data Products and Services, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders"
Comments Due: February 23, 2023
See Also - Exhibit 5
Release Number:34-96628 SEC Issue Date:Jan 10, 2023 File Number:SR-EMERALD-2023-01 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees
Comments Due: February 7, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-96625 SEC Issue Date:Jan 10, 2023 File Number:SR-EMERALD-2022-37 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: February 7, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-96548 SEC Issue Date:Dec 20, 2022 File Number:SR-EMERALD-2022-35 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments Due: January 17, 2023
See Also - Exhibit 5
Release Number:34-96521 SEC Issue Date:Dec 16, 2022 File Number:SR-EMERALD-2022-36 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees
Comments Due: January 12, 2023
See Also - Exhibit 5
Release Number:34-96378 SEC Issue Date:Nov 22, 2022 File Number:SR-EMERALD-2022-31 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders
Comments Due: December 20, 2022
See Also - Exhibit 5
Release Number:34-96376 SEC Issue Date:Nov 22, 2022 File Number:SR-EMERALD-2022-30 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls
Comments Due: December 20, 2022
See Also - Exhibit 5
Release Number:34-96368 SEC Issue Date:Nov 21, 2022 File Number:SR-EMERALD-2022-32 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit
Comments Due: December 19, 2022
See Also - Exhibit 5
Release Number:34-96121 SEC Issue Date:Oct 21, 2022 File Number:SR-EMERALD-2022-19 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports