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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99823 SEC Issue Date:Mar 21, 2024 File Number:SR-PEARL-2024-14 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: April 17, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99814 SEC Issue Date:Mar 20, 2024 File Number:SR-PEARL-2024-13 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports
Comments Due: April 16, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99695 SEC Issue Date:Mar 8, 2024 File Number:SR-PEARL-2024-11 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Equities Fee Schedule Regarding the NBBO Setter Plus Program
Comments Due: April 4, 2024
See Also - Exhibit 5
Release Number:34-99682 SEC Issue Date:Mar 6, 2024 File Number:SR-PEARL-2024-03 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Exchange-Traded Fund Shares that Represent Interests in a Trust that Hold
Release Number:34-99554 SEC Issue Date:Feb 16, 2024 File Number:SR-PEARL-2024-08 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the Open-Close Report Data
Comments Due: March 15, 2024
See Also - Exhibit 5
Release Number:34-99527 SEC Issue Date:Feb 13, 2024 File Number:SR-PEARL-2024-07 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports
Comments Due: March 12, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99474 SEC Issue Date:Feb 5, 2024 File Number: SR-PEARL-2024-05 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: March 1, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99425 SEC Issue Date:Jan 24, 2024 File Number:SR-PEARL-2024-04 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend Exchange Rule 2613, Usage of Data Feeds
Comments Due: February 20, 2024
See Also - Exhibit 5
Release Number:34-99394 SEC Issue Date:Jan 19, 2024 File Number:SR-PEARL-2024-03 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
See Also - Exhibit 5
Release Number:34-99382 SEC Issue Date:Jan 17, 2024 File Number:SR-PEARL-2024-02 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W
Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024.
View Received Comments
See Also - Exhibit 5