National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98956 | SEC Issue Date:Nov 15, 2023 | File Number:SR-PEARL-2023-63 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: December 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-63
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| Release Number:34-98908 | SEC Issue Date:Nov 13, 2023 | File Number:SR-PEARL-2023-62 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means to Access the Exchange's Equity Trading Platform Member Firm Portal Comments Due: December 8, 2023 |
| Release Number:34-98873 | SEC Issue Date:Nov 7, 2023 | File Number:SR-PEARL-2023-60 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: December 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98826 | SEC Issue Date:Oct 30, 2023 | File Number:SR-PEARL-2023-59 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Extend the Sunset Period for the Step-Added Liquidity Rebate Comments Due: November 24, 2023 See Also - Exhibit 5 |
| Release Number:34-98825 | SEC Issue Date:Oct 30, 2023 | File Number:SR-PEARL-2023-58 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) to Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities Comments Due: November 24, 2023 See Also - Exhibit 5 |
| Release Number:34-98753 | SEC Issue Date:Oct 13, 2023 | File Number:SR-PEARL-2023-55 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: November 9, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98733 | SEC Issue Date:Oct 12, 2023 | File Number:SR-PEARL-2023-52 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: November 8, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98729 | SEC Issue Date:Oct 12, 2023 | File Number:SR-PEARL-2023-56 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Related to the Options Regulatory Fee Comments Due: November 8, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98692 | SEC Issue Date:Oct 5, 2023 | File Number:SR-PEARL-2023-35 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity Fees and Ports Fees |
| Release Number: 34-98658 | SEC Issue Date:Sep 29, 2023 | File Number:SR-PEARL-2023-35 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |