National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98618 | SEC Issue Date:Sep 28, 2023 | File Number:SR-PEARL-2023-50 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule Comments Due: October 25, 2023 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-50
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| Release Number:34-98584 | SEC Issue Date:Sep 28, 2023 | File Number:SR-PEARL-2023-51 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98535 | SEC Issue Date:Sep 26, 2023 | File Number:SR-PEARL-2023-47 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Renumber the MIAX Pearl Equities Rulebook Comments Due: October 23, 2023 See Also - Exhibit 5 |
| Release Number:34-98529 | SEC Issue Date:Sep 26, 2023 | File Number:SR-PEARL-2023-48 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614(f) of the MIAX Pearl Equities Rulebook to Allow Self-Trade Protection Between Users that Access the Exchange Through a Direct Connection and Sponsored Acces Comments Due: October 23, 2023 |
| Release Number:34-98527 | SEC Issue Date:Sep 26, 2023 | File Number:SR-PEARL-2023-46 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: October 23, 2023 See Also - Exhibit 5 |
| Release Number:34-98515 | SEC Issue Date:Sep 25, 2023 | File Number:SR-PEARL-2023-49 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due: October 20, 2023 |
| Release Number:34-98472 | SEC Issue Date:Sep 21, 2023 | File Number:SR-PEARL-2023-45 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt the NBBO Setter Plus Program and Eliminate Certain Other Rebates Comments Due: October 18, 2023 See Also - Exhibit 5 |
| Release Number:34-98363 | SEC Issue Date:Sep 12, 2023 | File Number:SR-PEARL-2023-43 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| Release Number: 34-98261 | SEC Issue Date:Aug 31, 2023 | File Number:SR-PEARL-2023-38 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 28, 2023 See Also - Exhibit 5 |
| Release Number:34-98260 | SEC Issue Date:Aug 31, 2023 | File Number:SR-PEARL-2023-37 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested See Also - Exhibit 5 |