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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-98252 SEC Issue Date:Aug 30, 2023 File Number:SR-PEARL-2023-39 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614 of the MIAX Pearl Equities Rulebook
Comments Due: September 27, 2023
See Also - Exhibit 5
Release Number:34-98170 SEC Issue Date:Aug 24, 2023 File Number:SR-PEARL-2023-36 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: September 14, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98180 SEC Issue Date:Aug 21, 2023 File Number:SR-PEARL-2023-35 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: September 15, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98089 SEC Issue Date:Aug 8, 2023 File Number:SR-PEARL-2023-34 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2614, 2617, and 2626 of the MIAX Pearl Equities Rulebook
Comments Due: September 5, 2023
See Also - Exhibit 5
Release Number:34-98016 SEC Issue Date:Jul 28, 2023 File Number:SR-PEARL-2023-32 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface
Comments Due: August 24, 2023
Release Number:34-97964 SEC Issue Date:Jul 24, 2023 File Number:SR-PEARL-2023-31 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: August 18, 2023
See Also - Exhibit 5
Release Number:34-97896 SEC Issue Date:Jul 13, 2023 File Number:SR-PEARL-2023-30 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments Due: August 9, 2023
See Also - Exhibit 5
Release Number:34-97816 SEC Issue Date:Jun 28, 2023 File Number:SR-PEARL-2023-28 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 26, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-97815 SEC Issue Date:Jun 27, 2023 File Number:SR-PEARL-2023-27 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: July 24, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-97769 SEC Issue Date:Jun 20, 2023 File Number:SR-PEARL-2023-26 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Additional Separate Maker Rebates in Non-Penny Classes from the MIAX Pearl Options Fee Schedule
Comments Due: July 18, 2023
See Also - Exhibit 5