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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-97093 SEC Issue Date:Mar 9, 2023 File Number:SR-PEARL-2023-11 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97082 SEC Issue Date:Mar 8, 2023 File Number:SR-PEARL-2023-05 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97077 SEC Issue Date:Mar 8, 2023 File Number:SR-PEARL-2023-06 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97025 SEC Issue Date:Mar 2, 2023 File Number:SR-PEARL-2023-07 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96905 SEC Issue Date:Feb 13, 2023 File Number:SR-PEARL-2023-03 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618 To Add Optional Risk Control Settings
Comments Due: March 10, 2023
See Also - Exhibit 5
Release Number:34-96837 SEC Issue Date:Feb 8, 2023 File Number:SR-PEARL-2023-01 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders"
Comments Due: March 7, 2023
See Also - Exhibit 5
Release Number:34-96836 SEC Issue Date:Feb 8, 2023 File Number:SR-PEARL-2023-02 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule
Comments Due: March 7, 2023
See Also - Exhibit 5
Release Number:34-96632 SEC Issue Date:Jan 10, 2023 File Number:SR-PEARL-2022-62 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees
Comments Due: February 7, 2023
View Received Comments
Release Number:34-96631 SEC Issue Date:Jan 10, 2023 File Number:SR-PEARL-2022-61 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees
Comments Due: February 7, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-96553 SEC Issue Date:Dec 20, 2022 File Number:SR-PEARL-2022-60 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate Its 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, Miami International Securities Exchange, LLC
Comments Due: January 17, 2023