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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-96551 SEC Issue Date:Dec 20, 2022 File Number:SR-PEARL-2022-57 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 519C Mass Cancellation of Trading Interest
Comments Due: January 17, 2023
See Also - Exhibit 5
Release Number:34-96546 SEC Issue Date:Dec 20, 2022 File Number:SR-PEARL-2022-59 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee
Comments Due: January 17, 2023
See Also - Exhibit 5
Release Number:34-96523 SEC Issue Date:Dec 16, 2022 File Number:SR-PEARL-2022-58 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees
Comments Due: January 12, 2023
See Also - Exhibit 5
Release Number:34-96505 SEC Issue Date:Dec 15, 2022 File Number:SR-PEARL-2022-47 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees
Release Number:34-96480 SEC Issue Date:Dec 13, 2022 File Number:SR-PEARL-2022-54 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule
Comments Due: January 9, 2023
See Also - Exhibit 5
Release Number:34-96472 SEC Issue Date:Dec 9, 2022 File Number:SR-PEARL-2022-53 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule
Comments Due: January 5, 2023
See Also - Exhibit 5
Release Number:34-96367 SEC Issue Date:Nov 21, 2022 File Number:SR-PEARL-2022-52 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program
Comments Due: December 19, 2022
See Also - Exhibit 5
Release Number:34-96338 SEC Issue Date:Nov 17, 2022 File Number:SR-PEARL-2022-51 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule
Comments Due: December 14, 2022
See Also - Exhibit 5
Release Number:34-96334 SEC Issue Date:Nov 16, 2022 File Number:SR-PEARL-2022-48 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614(f), Self-Trade Protection Modifiers
Comments Due: December 13, 2022
See Also - Exhibit 5
Release Number:34-96332 SEC Issue Date:Nov 16, 2022 File Number:SR-PEARL-2022-50 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2617 Order Execution and Routing
Comments Due: December 13, 2022
See Also - Exhibit 5