National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98731 | SEC Issue Date:Oct 12, 2023 | File Number:SR-BX-2023-024 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Transaction Fees at Equity 7, Section 118(e) Comments Due: November 8, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-024
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| Release Number:34-98378 | SEC Issue Date:Sep 13, 2023 | File Number:SR-BX-2023-023 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4702 and 4703 Comments Due: October 10, 2023 See Also - Exhibit 5 |
| Release Number:34-98375 | SEC Issue Date:Sep 13, 2023 | File Number:SR-BX-2023-022 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e) Comments Due: October 10, 2023 See Also - Exhibit 5 |
| Release Number:34-98318 | SEC Issue Date:Sep 7, 2023 | File Number:SR-BX-2023-021 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PRISM Comments Due: October 4, 2023 See Also - Exhibit 5 |
| Release Number:34-98179 | SEC Issue Date:Aug 21, 2023 | File Number:SR-BX-2023-019 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: September 15, 2023 See Also - Exhibit 5 |
| Release Number:34-98158 | SEC Issue Date:Aug 17, 2023 | File Number:SR-BX-2023-020 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX Totalview Comments Due: September 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98127 | SEC Issue Date:Aug 14, 2023 | File Number:SR-BX-2023-018 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: September 8, 2023 See Also - Exhibit 5 |
| Release Number:34-98087 | SEC Issue Date:Aug 8, 2023 | File Number:SR-BX-2023-017 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| Release Number:34-97946 | SEC Issue Date:Jul 19, 2023 | File Number:SR-BX-2023-016 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView Comments Due: August 15, 2023 See Also - Exhibit 5 |
| Release Number:34-97667 | SEC Issue Date:Jun 8, 2023 | File Number:SR-BX-2023-015 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118 Comments Due: July 5, 2023 See Also - Exhibit 5 |