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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-97627 SEC Issue Date:May 31, 2023 File Number:SR-BX-2023-014 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments Due: June 27, 2023
See Also - Exhibit 5
Release Number:34-97620 SEC Issue Date:May 30, 2023 File Number:SR-BX-2023-013 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4
Comments Due: June 26, 2023
See Also - Exhibit 5
Release Number:34-97541 SEC Issue Date:May 22, 2023 File Number:SR-BX-2023-012 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments Due: June 16, 2023
Release Number:34-97473 SEC Issue Date:May 10, 2023 File Number:SR-BX-2023-009 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at BX Options 7, Section 2 to Increase the Taker Fee for Customer Orders in SPY
Comments Due: June 6, 2023
See Also - Exhibit 5
Release Number:34-97464 SEC Issue Date:May 9, 2023 File Number:SR-BX-2023-010 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments Due: June 5, 2023
See Also - Exhibit 5
Release Number:34-97290 SEC Issue Date:Apr 12, 2023 File Number:SR-BX-2023-008 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118
Comments Due: May 6, 2023
See Also - Exhibit 5
Release Number:34-97160 SEC Issue Date:Mar 20, 2023 File Number:SR-BX-2023-007 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Equity 4, Rule 4120 To Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97109 SEC Issue Date:Mar 10, 2023 File Number:SR-BX-2023-006 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 Regarding PRISM Pricing
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96968 SEC Issue Date:Feb 23, 2023 File Number:SR-BX-2023-005 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Comments Due: March 22, 2023
See Also - Exhibit 5
Release Number:34-96486 SEC Issue Date:Dec 13, 2022 File Number:SR-BX-2022-025 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e)
Comments Due: January 9, 2023
See Also - Exhibit 5