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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-96422 SEC Issue Date:Dec 1, 2022 File Number:SR-BX-2022-024 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series
Comments Due: December 28, 2022
See Also - Exhibit 5
Release Number:34-96396 SEC Issue Date:Nov 28, 2022 File Number:SR-BX-2022-023 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees
Comments Due: December 23, 2022
See Also - Exhibit 5
Release Number:34-96330 SEC Issue Date:Nov 16, 2022 File Number:SR-BX-2022-022 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings
Comments Due: December 13, 2022
View Received Comments
See Also - Exhibit 5
Release Number:34-96212 SEC Issue Date:Nov 2, 2022 File Number:SR-BX-2022-021 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130
Comments Due: November 29, 2022
See Also - Exhibit 5
Release Number:34-96156 SEC Issue Date:Oct 25, 2022 File Number:SR-BX-2022-020 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange
Comments Due: November 21, 2022
See Also - Exhibit 5
Release Number:34-96125 SEC Issue Date:Oct 21, 2022 File Number:SR-BX-2022-019 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e)
Comments Due: November 17, 2022
See Also - Exhibit 5
Release Number:34-95896 SEC Issue Date:Sep 23, 2022 File Number:SR-BX-2022-017 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95721 SEC Issue Date:Sep 9, 2022 File Number:SR-BX-2022-016 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3
Comments Due: 21 days after publication in the Federal Register
View Received Comments
See Also - Exhibit 5
Release Number:34-95695 SEC Issue Date:Sep 7, 2022 File Number:SR-BX-2022-015 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95676 SEC Issue Date:Sep 6, 2022 File Number:SR-BX-2022-014 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5