National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-95332 | SEC Issue Date:Jul 20, 2022 | File Number:SR-BX-2022-011 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-BX-2022-011
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| Release Number:34-95240 | SEC Issue Date:Jul 11, 2022 | File Number:SR-BX-2022-010 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits in Equity 7, Section 118(e) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-94936 | SEC Issue Date:May 17, 2022 | File Number:SR-BX-2022-009 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-94776 | SEC Issue Date:Apr 21, 2022 | File Number:SR-BX-2022-006 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: May 18, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-94761 | SEC Issue Date:Apr 20, 2022 | File Number:SR-BX-2022-008 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: May 17, 2022 See Also - Exhibit 5 |
| Release Number:34-94711 | SEC Issue Date:Apr 13, 2022 | File Number:SR-BX-2022-007 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: May 10, 2022 See Also - Exhibit 5 |
| Release Number:34-94446 | SEC Issue Date:Mar 17, 2022 | File Number:SR-BX-2022-004 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 See Also - Exhibit 5 |
| Release Number:34-94434 | SEC Issue Date:Mar 16, 2022 | File Number:SR-BX-2022-005 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: April 12, 2022 See Also - Exhibit 5 |
| Release Number:34-94123 | SEC Issue Date:Feb 1, 2022 | File Number:SR-BX-2022-003 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| Release Number:34-94037 | SEC Issue Date:Jan 24, 2022 | File Number:SR-BX-2022-002 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |