National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-92972 | SEC Issue Date:Sep 14, 2021 | File Number:SR-BX-2021-039 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook Comments Due: October 12, 2021 See Also - Exhibit 5 Submit a Comment on SR-BX-2021-039
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| Release Number:34-92737 | SEC Issue Date:Aug 24, 2021 | File Number:SR-BX-2021-035 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts Comments Due: September 20, 2021 See Also - Exhibit 5 |
| Release Number:34-92664 | SEC Issue Date:Aug 13, 2021 | File Number:SR-BX-2021-034 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Expiration Timeframe of Long-Term Index Options Series Comments Due: September 9, 2021 See Also - Exhibit 5 |
| Release Number:34-92535 | SEC Issue Date:Jul 30, 2021 | File Number:SR-BX-2021-032 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options 4 Listing Rules Comments Due: August 26, 2021 See Also - Exhibit 5 |
| Release Number:34-92470 | SEC Issue Date:Jul 22, 2021 | File Number:SR-BX-2021-031 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations Comments Due: August 18, 2021 See Also - Exhibit 5 |
| Release Number:34-92409 | SEC Issue Date:Jul 14, 2021 | File Number:SR-BX-2021-030 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 Comments Due: August 10, 2021 See Also - Exhibit 5 |
| Release Number:34-92243 | SEC Issue Date:Jun 23, 2021 | File Number:SR-BX-2021-029 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 18, Payments for Market Making Comments Due: July 20, 2021 See Also - Exhibit 5 |
| Release Number:34-92230 | SEC Issue Date:Jun 22, 2021 | File Number:SR-BX-2021-028 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) Comments Due: July 19, 2021 See Also - Exhibit 5 |
| Release Number:34-92217 | SEC Issue Date:Jun 21, 2021 | File Number:SR-BX-2021-027 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: July 16, 2021 |
| Release Number:34-92207 | SEC Issue Date:Jun 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 15, 2021 Rebuttal comments due: July 29, 2021 |