National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-99800 | SEC Issue Date:Mar 20, 2024 | File Number:SR-GEMX-2024-08 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-GEMX-2024-08
|
| Release Number:34-99787 | SEC Issue Date:Mar 20, 2024 | File Number:SR-GEMX-2024-07 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| Release Number:34-99748 | SEC Issue Date:Mar 15, 2024 | File Number:SR-GEMX-2024-05 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number: 34-99646 | SEC Issue Date:Feb 29, 2024 | File Number:SR-GEMX-2024-04 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 |
| Release Number:34-99446 | SEC Issue Date:Jan 30, 2024 | File Number:SR-GEMX-2024-03 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: February 26, 2024 See Also - Exhibit 5 |
| Release Number:34-99365 | SEC Issue Date:Jan 17, 2024 | File Number:SR-GEMX-2024-02 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| Release Number:34-99190 | SEC Issue Date:Dec 15, 2023 | File Number:SR-GEMX-2023-19 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: January 11, 2024 See Also - Exhibit 5 |
| Release Number:34-99172 | SEC Issue Date:Dec 14, 2023 | File Number:SR-GEMX-2023-20 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99129 | SEC Issue Date:Dec 11, 2023 | File Number:SR-GEMX-2023-17 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 5, 2024 See Also - Exhibit 5 |
| Release Number:34-98924 | SEC Issue Date:Nov 14, 2023 | File Number:SR-GEMX-2023-14 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 7, Section 4 to Amend Route-Out Fees Comments Due: December 11, 2023 |