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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-80722 SEC Issue Date:May 18, 2017 File Number:SR-GEMX-2017-13 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Offer the Historical GEMX Open/Close Trade Profile
See Also - Exhibit 5
Release Number:34-80713 SEC Issue Date:May 18, 2017 File Number:SR-GEMX-2017-17 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section VI of the GEMX Fee Schedule
View Received Comments
See Also - Exhibit 3, Exhibit 5, Rel. No. 34-81067, Rel. No. 34-82049, Rel. No. 34-82286
Release Number:34-80649 SEC Issue Date:May 10, 2017 File Number:SR-GEMX-2017-07 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish INET Ports
See Also - Exhibit 5
Release Number:34-80636 SEC Issue Date:May 10, 2017 File Number:SR-GEMX-2017-05 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX
See Also - Exhibit 5
Release Number:34-80573 SEC Issue Date:May 2, 2017 File Number:SR-GEMX-2017-04 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation
See Also - Exhibit 5
Release Number:34-80482 SEC Issue Date:Apr 18, 2017 File Number:SR-GEMX-2017-03 SRO Organization:Nasdaq GEMX, LLC (GEMX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rulebook and Schedule of Fees To Incorporate Certain Name Changes
See Also - Exhibit 5