National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97126 | SEC Issue Date:Mar 13, 2023 | File Number:SR-GEMX-2023-04 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Certain Trading Functionality Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-GEMX-2023-04
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| Release Number:34-96918 | SEC Issue Date:Feb 14, 2023 | File Number:SR-GEMX-2023-03 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Pricing Schedule at Options 7, Section 3 To Add a New Priority Customer Maker Rebate Comments Due: March 14, 2023 See Also - Exhibit 5 |
| Release Number:34-96817 | SEC Issue Date:Feb 6, 2023 | File Number:SR-GEMX-2023-02 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality Comments Due: March 3, 2023 See Also - Exhibit 5 |
| Release Number:34-96783 | SEC Issue Date:Feb 1, 2023 | File Number:SR-GEMX-2023-01 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: February 28, 2023 See Also - Exhibit 5 |
| Release Number:34-96598 | SEC Issue Date:Jan 3, 2023 | File Number:SR-GEMX-2022-14 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: January 30, 2023 See Also - Exhibit 5 |
| Release Number:34-96519 | SEC Issue Date:Dec 16, 2022 | File Number:SR-GEMX-2022-13 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration Comments Due: January 12, 2023 See Also - Exhibit 5 |
| Release Number:34-96481 | SEC Issue Date:Dec 13, 2022 | File Number:SR-GEMX-2022-12 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: January 9, 2023 See Also - Exhibit 5 |
| Release Number:34-96413 | SEC Issue Date:Nov 30, 2022 | File Number:SR-GEMX-2022-11 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 27, 2022 See Also - Exhibit 5 |
| Release Number:34-96363 | SEC Issue Date:Nov 18, 2022 | File Number:SR-GEMX-2022-10 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: December 16, 2022 See Also - Exhibit 5 |
| Release Number:34-96062 | SEC Issue Date:Oct 13, 2022 | File Number:SR-GEMX-2022-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7 Comments Due: November 9, 2022 See Also - Exhibit 5 |