National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-87371 | SEC Issue Date:Oct 21, 2019 | File Number:SR-GEMX-2019-16 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |
| Release Number:34-87231 | SEC Issue Date:Oct 4, 2019 | File Number:SR-GEMX-2019-14 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Rulebook and By-Laws See Also - Exhibit 5 |
| Release Number:34-87180 | SEC Issue Date:Oct 1, 2019 | File Number:SR-GEMX-2019-13 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Submission of Quotes and Orders See Also - Exhibit 5 |
| Release Number:34-86946 | SEC Issue Date:Sep 12, 2019 | File Number:SR-GEMX-2019-10 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule See Also - Exhibit 5 |
| Release Number:34-86426 | SEC Issue Date:Jul 22, 2019 | File Number:SR-GEMX-2019-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) See Also - Exhibit 5 |
| Release Number:34-86346 | SEC Issue Date:Jul 10, 2019 | File Number:SR-GEMX-2019-08 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell See Also - Exhibit 5 |
| Release Number:34-86149 | SEC Issue Date:Jun 19, 2019 | File Number:SR-GEMX-2019-07 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend a Pilot Program See Also - Exhibit 5 |
| Release Number:34-86063 | SEC Issue Date:Jun 7, 2019 | File Number:SR-GEMX-2019-06 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-85737 | SEC Issue Date:Apr 26, 2019 | File Number:SR-GEMX-2019-05 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4 See Also - Exhibit 5 |
| Release Number:34-85609 | SEC Issue Date:Apr 11, 2019 | File Number:SR-GEMX-2019-04 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |