National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-85481 | SEC Issue Date:Apr 2, 2019 | File Number:SR-GEMX-2019-03 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Term "Professional Customer" See Also - Exhibit 5 |
| Release Number:34-85462 | SEC Issue Date:Mar 29, 2019 | File Number:SR-GEMX-2019-02 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .01 to Rule 710 To Specify Replacement Issues That May Be Added to the Penny Pilot on a Quarterly Basis Without Altering the Expiration Date of the Pilot See Also - Exhibit 5 |
| Release Number:34-85140 | SEC Issue Date:Feb 14, 2019 | File Number:SR-GEMX-2019-01 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Exhibit 5 |
| Release Number:34-85024 | SEC Issue Date:Feb 1, 2019 | File Number:SR-GEMX-2018-45 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations See Also - Exhibit 5 |
| Release Number:34-84955 | SEC Issue Date:Dec 26, 2018 | File Number:SR-GEMX-2018-44 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-84934 | SEC Issue Date:Dec 21, 2018 | File Number:SR-GEMX-2018-43 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 View Received Comments See Also - Exhibit 5 |
| Release Number:34-84860 | SEC Issue Date:Dec 19, 2018 | File Number:SR-GEMX-2018-42 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes See Also - Exhibit 5 |
| Release Number:34-84791 | SEC Issue Date:Dec 11, 2018 | File Number:SR-GEMX-2018-41 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete GEMX Section 22 of the Rulebook See Also - Exhibit 5 |
| Release Number:34-84745 | SEC Issue Date:Dec 7, 2018 | File Number:SR-GEMX-2018-40 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Supplementary Material .02 to Rule 715 See Also - Exhibit 5 |
| Release Number:34-84730 | SEC Issue Date:Dec 6, 2018 | File Number:SR-GEMX-2018-39 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials See Also - Exhibit 5 |