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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-96926 SEC Issue Date:Feb 14, 2023 File Number:SR-ISE-2023-05 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap
Comments Due: March 14, 2023
See Also - Exhibit 5
Release Number:34-96818 SEC Issue Date:Feb 6, 2023 File Number:SR-ISE-2023-06 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. ("Nasdaq") Functionality
Comments Due: March 3, 2023
See Also - Exhibit 5
Release Number:34-96782 SEC Issue Date:Feb 1, 2023 File Number:SR-ISE-2023-01 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality
Comments Due: February 28, 2023
See Also - Exhibit 5
Release Number:34-96587 SEC Issue Date:Dec 28, 2022 File Number:SR-ISE-2022-29 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7, Section 4
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96518 SEC Issue Date:Dec 16, 2022 File Number:SR-ISE-2022-28 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96482 SEC Issue Date:Dec 13, 2022 File Number:SR-ISE-2022-26 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-96362 SEC Issue Date:Nov 18, 2022 File Number:SR-ISE-2022-25 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality
Comments Due: December 16, 2022
See Also - Exhibit 5
Release Number:34-96281 SEC Issue Date:Nov 9, 2022 File Number:SR-ISE-2022-18 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program
Release Number:34-96199 SEC Issue Date:Nov 1, 2022 File Number:SR-ISE-2022-24 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap
Comments Due: November 28, 2022
See Also - Exhibit 5
Release Number:34-96177 SEC Issue Date:Oct 28, 2022 File Number:SR-ISE-2022-23 SRO Organization:Nasdaq ISE, LLC (ISE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX
Comments Due: November 24, 2022
See Also - Exhibit 5