National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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Release Number:34-96926 | SEC Issue Date:Feb 14, 2023 | File Number:SR-ISE-2023-05 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap Comments Due: March 14, 2023 See Also - Exhibit 5 Submit a Comment on SR-ISE-2023-05
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Release Number:34-96818 | SEC Issue Date:Feb 6, 2023 | File Number:SR-ISE-2023-06 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. ("Nasdaq") Functionality Comments Due: March 3, 2023 See Also - Exhibit 5 |
Release Number:34-96782 | SEC Issue Date:Feb 1, 2023 | File Number:SR-ISE-2023-01 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: February 28, 2023 See Also - Exhibit 5 |
Release Number:34-96587 | SEC Issue Date:Dec 28, 2022 | File Number:SR-ISE-2022-29 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96518 | SEC Issue Date:Dec 16, 2022 | File Number:SR-ISE-2022-28 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96482 | SEC Issue Date:Dec 13, 2022 | File Number:SR-ISE-2022-26 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-96362 | SEC Issue Date:Nov 18, 2022 | File Number:SR-ISE-2022-25 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: December 16, 2022 See Also - Exhibit 5 |
Release Number:34-96281 | SEC Issue Date:Nov 9, 2022 | File Number:SR-ISE-2022-18 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program |
Release Number:34-96199 | SEC Issue Date:Nov 1, 2022 | File Number:SR-ISE-2022-24 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap Comments Due: November 28, 2022 See Also - Exhibit 5 |
Release Number:34-96177 | SEC Issue Date:Oct 28, 2022 | File Number:SR-ISE-2022-23 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX Comments Due: November 24, 2022 See Also - Exhibit 5 |