National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-94897 | SEC Issue Date:May 12, 2022 | File Number:SR-ISE-2022-11 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Functionality in Connection With a Technology Migration Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-ISE-2022-11
|
| Release Number:34-94773 | SEC Issue Date:Apr 21, 2022 | File Number:SR-ISE-2022-10 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 5, Series of Options Contracts Open for Trading Comments Due: May 18, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-ISE-2022-10 |
| Release Number:34-94632 | SEC Issue Date:Apr 7, 2022 | File Number:SR-ISE-2022-09 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot To Permit the Listing and Trading of Options Based on 1/5 Comments Due: May 4, 2022 See Also - Exhibit 5 |
| Release Number:34-94468 | SEC Issue Date:Mar 18, 2022 | File Number:SR-ISE-2022-07 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualifications for the Market Maker Plus Program in Options 7, Section 3 Comments Due: April 14, 2022 See Also - Exhibit 5 |
| Release Number:34-94445 | SEC Issue Date:Mar 17, 2022 | File Number:SR-ISE-2022-08 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 See Also - Exhibit 5 |
| Release Number:34-94427 | SEC Issue Date:Mar 16, 2022 | File Number:SR-ISE-2022-06 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Plus Tier 1b Rebate for SPY, QQQ, and IWM Comments Due: April 12, 2022 See Also - Exhibit 5 |
| Release Number:34-94354 | SEC Issue Date:Mar 3, 2022 | File Number:SR-ISE-2022-04 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Index Options Rules Comments Due: March 30, 2022 See Also - Exhibit 5 |
| Release Number:34-94118 | SEC Issue Date:Feb 1, 2022 | File Number:SR-ISE-2022-03 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| Release Number:34-94070 | SEC Issue Date:Jan 26, 2022 | File Number:SR-ISE-2022-02 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce ISE's Options Regulatory Fee Comments Due: February 22, 2022 See Also - Exhibit 5 |
| Release Number:34-94042 | SEC Issue Date:Jan 24, 2022 | File Number:SR-ISE-2022-01 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |