National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99770 | SEC Issue Date:Mar 19, 2024 | File Number:SR-Phlx-2024-14 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4. Comments Due: April 15, 2024 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2024-14
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| Release Number:34-99743 | SEC Issue Date:Mar 15, 2024 | File Number:SR-Phlx-2024-08 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99687 | SEC Issue Date:Mar 7, 2024 | File Number:SR-PHLX-2023-40 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New “Contra Midpoint Only” and “Contra Midpoint Only with Post-Only” Order Types and to Make Other Corresponding |
| Release Number: 34-99644 | SEC Issue Date:Feb 29, 2024 | File Number:SR-PHLX-2024-06 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |
| Release Number:34-99537 | SEC Issue Date:Feb 14, 2024 | File Number:SR-Phlx-2024-04 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3(a) Comments Due: March 13, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99491 | SEC Issue Date:Feb 7, 2024 | File Number:SR-Phlx-2024-03 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: March 5, 2024 See Also - Exhibit 5 |
| Release Number:34-99450 | SEC Issue Date:Jan 30, 2024 | File Number:SR-Phlx-2024-02 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: February 26, 2024 See Also - Exhibit 5 |
| Release Number:34-99359 | SEC Issue Date:Jan 17, 2024 | File Number:SR-Phlx-2024-01 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: March 5, 2024. Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number: 34-99268 | SEC Issue Date:Jan 3, 2024 | File Number:SR-Phlx-2023-58 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 3 Comments Due: January 30, 2024 See Also - Exhibit 5 |
| Release Number:34-99186 | SEC Issue Date:Dec 14, 2023 | File Number:SR-Phlx-2023-56 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: January 10, 2024 See Also - Exhibit 5 |