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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-43213 SEC Issue Date:Aug 25, 2000 File Number:SR-Phlx-00-04 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Issuance of Equity Trading Permits and Establishment of Related Fees and Amendment No. 1 Thereto
Release Number:34-43212 SEC Issue Date:Aug 25, 2000 File Number:SR-Phlx-00-03 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 by the Philadelphia Stock Exchange, Inc. Relating to the Issuance of Equity Trading Permits
Release Number:34-43211 SEC Issue Date:Aug 25, 2000 File Number:SR-Phlx-00-02 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 by the Philadelphia Stock Exchange, Inc. Amending Its Certificate of Incorporation To Authorize the Issuance of Trading Permits
Release Number:34-43100 SEC Issue Date:Jul 31, 2000 File Number:SR-Phlx-00-01 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Amend its Current Enhanced Specialist Participation Provisions and Adopt Two New Programs in Phlx Rule 1014(g); Commission Request for Comment
Release Number:34-39964 SEC Issue Date:May 6, 1998 File Number:SR-Phlx-98-09 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Revise Exchange Rule 1101A Relating To Index Options Strike Price Intervals
Release Number:34-35341 SEC Issue Date:Feb 8, 1995 File Number:SR-AMEX-94-59, SR-CBOE-94-49, SR-CHX-94-27, SR-MSRB-94-17, SR-NASD-94-72, SR-NYSE-94-43, SR-PSE-94-35, SR-PHLX-94-52 SRO Organization:American Stock Exchange (Amex), Cboe Exchange, Inc. (CBOE), Chicago Stock Exchange, Inc. (CHX), Municipal Securities Rulemaking Board (MSRB), National Association of Securities Dealers (NASD), New York Stock Exchange LLC (NYSE), Nasdaq PHLX LLC (Phlx) Details: Order Approving Proposed Rule Changes by the American Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Municipal Securities Rulemaking Board, National Association of Securities Dealers, Inc., New York Stock Exchange, Inc., Pacific Stock Exchange Inc., and Philadelphia Stock Exchange, Inc., Relating to a Continuing Education Requirement for Registered Persons
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