National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99183 | SEC Issue Date:Dec 14, 2023 | File Number:SR-Phlx-2023-57 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Proprietary Data Fees for Top of PHLX Options ("TOPO"), PHLX Orders, and TOPO Plus Orders at Options 7, Section 10 Comments Due: January 10, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-57
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| Release Number:34-99141 | SEC Issue Date:Dec 12, 2023 | File Number:SR-Phlx-2023-55 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 7 Comments Due: January 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99125 | SEC Issue Date:Dec 8, 2023 | File Number:SR-Phlx-2023-53 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| Release Number:34-99106 | SEC Issue Date:Dec 7, 2023 | File Number:PHLX-2023-54 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Monthly Options Series and the Nonstandard Expirations Program Comments Due: January 3, 2024 See Also - Exhibit-5 |
| Release Number:34-99083 | SEC Issue Date:Dec 5, 2023 | File Number:SR-PHLX-2023-40 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra M Comments Due: by January 2, 2024. Rebuttal Comments should be submitted by January 16, 2024. View Received Comments See Also - Exhibit 5 |
| Release Number:34-98955 | SEC Issue Date:Nov 15, 2023 | File Number:SR-Phlx-2023-49 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |
| Release Number:34-98950 | SEC Issue Date:Nov 15, 2023 | File Number:SR-Phlx-2023-45 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Order Approving a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options with a Third-Friday-of-the-Month Expiration View Received Comments |
| Release Number:34-98941 | SEC Issue Date:Nov 15, 2023 | File Number:SR-Phlx-2023-47 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Options 7, Sections 4 and 7 Regarding Multiply Listed Options Fees and Routing Fees Comments Due: December 12, 2023 See Also - Exhibit 5 |
| Release Number:34-98919 | SEC Issue Date:Nov 13, 2023 | File Number:SR-Phlx-2023-48 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of the FLEX and Cabinet Automation Comments Due: December 8, 2023 |
| Release Number:34-98743 | SEC Issue Date:Oct 13, 2023 | File Number:SR-Phlx-2023-46 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |